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TUNG Ka Yee, Carrie

董嘉怡
CE BFA423Licensed IndividualSFO licence active
Official SFC record

TUNG Ka Yee, Carrie (CE number BFA423) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNatixis Investment Managers Hong Kong Limited
法盛投資管理香港有限公司

Licence Record (2)

2022-07-28 – present Current
Natixis Investment Managers Hong Kong Limited Rep
RA 1
2015-02-27 – 2022-06-17
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFA423