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SHUM Ka Sun Daniel

沈家燊
CE BFA017Licensed IndividualSFO licence active
Official SFC record

SHUM Ka Sun Daniel (CE number BFA017) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRainbow Capital (HK) Limited
浤博資本有限公司

Licence Record (3)

2020-01-14 – present Current
Rainbow Capital (HK) Limited Rep
RA 1 RA 6
2016-05-13 – 2019-10-31
Innovax Capital Limited Rep
RA 1 RA 6
2015-02-25 – 2016-04-30
Cinda International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFA017