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SHENG Jiali

盛佳麗
CE BEX239Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHENG Jiali (CE number BEX239) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Responsible OfficerChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (4)

2017-06-21 – present Current
China International Capital Corporation Hong Kong Securities Limited RO
RA 1 RA 4
2017-06-21 – present Current
China International Capital Corporation Hong Kong Futures Limited RO
RA 2 RA 5
2015-02-02 – 2017-06-21
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2015-02-02 – 2017-06-21
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEX239