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ZHAO Chen

趙晨
CE BEW516Licensed IndividualSFO licence active

ZHAO Chen (CE number BEW516) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司

Licence Record (2)

2015-01-27 – 2021-03-15