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SHU Zhi

舒之
CE BEW399Licensed IndividualSFO licence active
Official SFC record

SHU Zhi (CE number BEW399) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePacific Alliance Investment Management (HK) Limited
太平洋投資策略有限公司

Licence Record (4)

2019-05-31 – present Current
Pacific Alliance Investment Management (HK) Limited Rep
RA 9
2019-01-30 – 2019-04-04
Proprium Capital Partners (Hong Kong) Limited RO
RA 9
2016-05-26 – 2019-01-30
Proprium Capital Partners (Hong Kong) Limited Rep
RA 9
2015-01-26 – 2015-03-01
ICBC International Fund Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEW399