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GUO Ying

郭瀅
CE BEW199Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUO Ying (CE number BEW199) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChiyu Asset Management Limited
集友資產管理有限公司

Licence Record (6)

2023-01-17 – present Current
Chiyu Asset Management Limited RO
RA 9
2023-01-05 – 2023-01-17
Chiyu Asset Management Limited Rep
RA 9
2018-02-28 – 2022-12-31
Harmony Capital Global Asset Management Limited RO
RA 4 RA 9
2017-01-18 – 2018-02-28
Harmony Capital Global Asset Management Limited Rep
RA 4 RA 9
2015-09-16 – 2016-11-04
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2015-01-22 – 2016-11-04
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 2 RA 3 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEW199