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XIAO Dongyuan, Sofia

肖冬媛
CE BEV350Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIAO Dongyuan, Sofia (CE number BEV350) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSinolink International Corporate Finance Limited
國金國際企業融資有限公司
Responsible OfficerSinolink Securities (Hong Kong) Company Limited
國金證券(香港)有限公司

Licence Record (8)

2024-10-03 – present Current
Sinolink Securities (Hong Kong) Company Limited RO
RA 1
2024-08-14 – 2024-10-03
Sinolink Securities (Hong Kong) Company Limited Rep
RA 1
2024-03-21 – 2024-06-28
West Bull Securities Limited Rep
RA 1 RA 4
2021-08-02 – 2023-12-28
Valuable Capital Limited Rep
RA 1 RA 4
2017-09-15 – 2021-07-04
Zhongtai International Securities Limited Rep
RA 1 RA 4
2016-03-29 – 2017-08-11
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2015-03-06 – 2016-03-19
Oriental Patron Securities Limited Rep
RA 1
2015-01-13 – 2015-02-28
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEV350