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LIU Hongyi

劉弘毅
CE BES156Licensed IndividualSFO licence active
Official SFC record

LIU Hongyi (CE number BES156) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Industrial Securities International Brokerage Limited
興證國際證券有限公司

Licence Record (3)

2020-11-27 – present Current
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2019-01-09 – 2019-01-29
Fitch (Hong Kong) Limited Rep
RA 10
2014-12-30 – 2015-07-01
Oriental Patron Asia Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BES156