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ZHU Yuxiang

朱宇翔
CE BER747Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHU Yuxiang (CE number BER747) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSynergy Futures Limited
新際期貨有限公司

Licence Record (3)

2021-03-30 – present Current
Synergy Futures Limited RO
RA 1 RA 2 RA 4 RA 5
2019-07-24 – 2026-05-12
Synergy Futures Limited Rep
RA 1 RA 2 RA 4 RA 5
2015-05-19 – 2017-03-23
Longrun Financial Group Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BER747