Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SUN Jia

孫佳
CE BEQ540Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUN Jia (CE number BEQ540) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (6)

2025-08-13 – present Current
CITIC Securities Brokerage (HK) Limited RO
RA 1
2025-08-13 – present Current
CLSA Limited RO
RA 1
2015-02-25 – 2015-04-23
CLSA Limited Rep
RA 1
2015-02-25 – 2015-04-23
CLSA Futures Limited Rep
RA 2
2014-12-15 – 2015-11-01
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2014-12-15 – 2015-11-01
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEQ540