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DAI Xudong

戴旭東
CE BEO462Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DAI Xudong (CE number BEO462) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTen Asset Management Limited
壹拾資產管理有限公司
Responsible OfficerTenbase Securities Limited
拾貝證券有限公司

Licence Record (5)

2025-09-04 – present Current
Tenbase Securities Limited RO
RA 1
2020-07-14 – present Current
Ten Asset Management Limited RO
RA 4 RA 9
2018-02-21 – 2020-07-10
Yong Rong (HK) Asset Management Limited RO
RA 9
2015-10-29 – 2018-02-21
Yong Rong (HK) Asset Management Limited Rep
RA 9
2014-12-01 – 2014-12-22
Oriental Patron Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEO462