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CARTER Damon

CE BEO225Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CARTER Damon (CE number BEO225) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (2)

2018-01-29 – present Current
Daiwa Capital Markets Hong Kong Limited RO
RA 1 RA 2
2014-12-02 – 2018-01-29
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEO225