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HSIAO Wan Ting

蕭婉婷
CE BEN214Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HSIAO Wan Ting (CE number BEN214) is an individual licensed by the Hong Kong SFC. First licensed on 2014-11-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAEI Caelus Asset Management Limited
習創凱路斯資產管理有限公司

Licence Record (2)

2020-03-02 – present Current
AEI Caelus Asset Management Limited RO
RA 4 RA 9
2014-11-27 – 2020-02-29
Glory Sun Securities Limited Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEN214