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XIE Yanqi

謝彥琦
CE BEM366Licensed IndividualSFO licence active
Official SFC record

XIE Yanqi (CE number BEM366) is an individual licensed by the Hong Kong SFC. First licensed on 2014-11-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCMB International Asset Management Limited
招銀國際資產管理有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (4)

2020-06-02 – present Current
CMB International Asset Management Limited Rep
RA 9
2018-09-24 – present Current
CMB International Securities Limited Rep
RA 1
2017-09-28 – 2018-07-13
ICBC International Securities Limited Rep
RA 1
2014-11-17 – 2018-07-13
ICBC International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEM366