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GUO Xinxin

過欣欣
CE BEM326Licensed IndividualResponsible OfficerSFO licence active

GUO Xinxin (CE number BEM326) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCHG ASSET MANAGEMENT LIMITED
中泓資產管理有限公司
Responsible OfficerCHG INVESTMENT CONSULTANT LIMITED
中泓投資顧問有限公司
Responsible OfficerCHG SECURITIES LIMITED
中泓證券有限公司

Licence Record (12)

2024-11-19 – present Current
2024-11-19 – present Current
2024-11-19 – present Current
2023-05-22 – 2024-10-31
2023-05-10 – 2023-05-22
2021-10-27 – 2023-05-09
2019-06-04 – 2020-12-14