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LI Ning

李宁
CE BEM063Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Ning (CE number BEM063) is an individual licensed by the Hong Kong SFC. First licensed on 2014-11-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDongxing Securities (Hong Kong) Asset Management Company Limited
東興證券(香港)資產管理有限公司
RepresentativeDongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司

Licence Record (5)

2023-07-10 – present Current
Dongxing Securities (Hong Kong) Asset Management Company Limited RO
RA 4 RA 9
2020-11-20 – present Current
Dongxing Securities (Hong Kong) Company Limited Rep
RA 1
2018-07-06 – 2019-08-31
Dongxing Securities (Hong Kong) Asset Management Company Limited Rep
RA 4 RA 9
2016-07-26 – 2018-05-24
Donghai International Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2014-11-14 – 2016-06-08
Sinolink Securities (Hong Kong) Company Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEM063