Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NGAI Wui Tung

倪滙東
CE BEL021Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NGAI Wui Tung (CE number BEL021) is an individual licensed by the Hong Kong SFC. First licensed on 2014-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLego Corporate Finance Limited
力高企業融資有限公司

Licence Record (6)

2021-06-30 – present Current
Lego Corporate Finance Limited RO
RA 6
2021-04-15 – 2025-05-30
Lego Securities Limited Rep
RA 1
2021-04-15 – 2021-06-30
Lego Corporate Finance Limited Rep
RA 6
2018-11-19 – 2021-03-20
Pine Peak Corporate Finance Limited RO
RA 6
2018-09-24 – 2021-03-20
Pine Peak Corporate Finance Limited Rep
RA 1 RA 6
2014-11-26 – 2018-08-31
Bendura Wealth Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEL021