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DONG Xiao

董瀟
CE BEJ224Licensed IndividualSFO licence active
Official SFC record

DONG Xiao (CE number BEJ224) is an individual licensed by the Hong Kong SFC. First licensed on 2014-10-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOakwise Capital Management Limited
瑞橡資本管理有限公司

Licence Record (3)

2019-09-27 – present Current
Oakwise Capital Management Limited Rep
RA 4 RA 9
2016-11-23 – 2018-04-13
Harvest Global Capital Investments Limited Rep
RA 1
2014-10-22 – 2016-11-23
Harvest Global Investments Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEJ224