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CHAN Kwing Wing

陳炯榮
CE BEF691Licensed IndividualSFO licence active
Official SFC record

CHAN Kwing Wing (CE number BEF691) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHafoo Futures Limited
哈富期貨有限公司
RepresentativeHafoo Securities Limited
哈富證券有限公司

Licence Record (4)

2018-01-03 – present Current
Hafoo Futures Limited Rep
RA 2 RA 5
2017-09-01 – present Current
Hafoo Securities Limited Rep
RA 1
2014-09-29 – 2017-08-19
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2014-09-29 – 2017-08-19
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEF691