Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NG Siu Lung

吳兆龍
CE BEF664Licensed IndividualSFO licence active
Official SFC record

NG Siu Lung (CE number BEF664) is an individual licensed by the Hong Kong SFC. First licensed on 2014-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFWD Financial Planning Limited
富衛財務策劃有限公司

Licence Record (2)

2015-11-17 – present Current
FWD Financial Planning Limited Rep
RA 1 RA 4
2014-10-08 – 2015-06-16
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEF664