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LIU Tsz Sum

廖芷芯
CE BEE816Licensed IndividualSFO licence active
Official SFC record

LIU Tsz Sum (CE number BEE816) is an individual licensed by the Hong Kong SFC. First licensed on 2014-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRAM Investment Advisors Limited
譽信投資管理有限公司

Licence Record (2)

2016-02-11 – present Current
RAM Investment Advisors Limited Rep
RA 1 RA 4
2014-10-08 – 2016-01-31
Silverhorn Investment Advisors Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEE816