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HE Jinchang

何錦昌
CE BEC496Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HE Jinchang (CE number BEC496) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSPIC Asset Management (Hong Kong) Company Limited
國家電投香港資產管理有限公司

Licence Record (8)

2023-06-13 – present Current
SPIC Asset Management (Hong Kong) Company Limited RO
RA 1 RA 4 RA 9
2021-10-11 – 2025-01-20
SPIC Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2019-09-18 – 2019-11-30
Kaisa Financial Group Company Limited Rep
RA 1
2019-07-16 – 2019-11-30
Kaisa Asset Management Limited Rep
RA 4 RA 9
2015-10-14 – 2016-08-01
XinKong International Securities Limited Rep
RA 4
2015-10-14 – 2016-08-01
XinKong International Asset Management Limited Rep
RA 9
2015-05-27 – 2015-07-20
Yue Xiu Securities Company Limited Rep
RA 4
2014-09-05 – 2015-04-15
Yue Xiu Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEC496