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CHIEN Chung Lam

錢仲霖
CE BEB913Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHIEN Chung Lam (CE number BEB913) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHSZ (Hong Kong) Limited
RepresentativeHSZ (Hong Kong) Limited

Licence Record (4)

2022-04-22 – present Current
HSZ (Hong Kong) Limited RO
RA 1 RA 4
2015-10-28 – present Current
HSZ (Hong Kong) Limited Rep
RA 4 RA 9
2014-09-16 – 2015-07-17
Soochow Securities International Brokerage Limited Rep
RA 4
2014-09-16 – 2015-07-17
Soochow Securities International Futures Limited Rep
RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEB913