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CHEN Shujin

陳樹錦
CE BDZ961Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Shujin (CE number BDZ961) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Responsible OfficerCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (5)

2024-01-10 – present Current
CITIC Securities Brokerage (HK) Limited RO
RA 1 RA 4
2024-01-10 – present Current
CITIC Securities Futures (HK) Limited RO
RA 2
2017-08-21 – 2024-01-10
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2017-08-21 – 2024-01-10
CITIC Securities Futures (HK) Limited Rep
RA 2
2014-08-14 – 2017-08-01
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDZ961