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NG Kwok Leung

吳國樑
CE BDW184Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Kwok Leung (CE number BDW184) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLQ Pacific Partners Limited
德迅太平洋資本有限公司

Licence Record (5)

2021-08-27 – present Current
LQ Pacific Partners Limited RO
RA 1 RA 4 RA 9
2021-07-21 – 2021-08-27
LQ Pacific Partners Limited Rep
RA 4 RA 9
2020-12-08 – 2021-07-01
Avia Asset Management Limited RO
RA 4 RA 9
2016-01-19 – 2019-08-14
FIL Investment Advisors Rep
RA 4 RA 9
2014-08-01 – 2019-08-14
FIL Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDW184