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KWAN Chee Leng

CE BDW128Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWAN Chee Leng (CE number BDW128) is an individual licensed by the Hong Kong SFC. First licensed on 2014-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerT. Rowe Price Hong Kong Limited
普徠仕香港有限公司
RepresentativeT. Rowe Price Hong Kong Limited
普徠仕香港有限公司

Licence Record (2)

2016-06-28 – present Current
T. Rowe Price Hong Kong Limited RO
RA 2 RA 4 RA 9
2014-08-04 – present Current
T. Rowe Price Hong Kong Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDW128