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KAO Lap Shing

高立誠
CE BDU474Licensed IndividualSFO licence active
Official SFC record

KAO Lap Shing (CE number BDU474) is an individual licensed by the Hong Kong SFC. First licensed on 2020-12-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeLego Asset Management Limited
力高資產管理有限公司
RepresentativeLego Securities Limited
力高證券有限公司

Licence Record (2)

2020-12-24 – present Current
Lego Securities Limited Rep
RA 1
2020-12-24 – present Current
Lego Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDU474