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GAO Shuqi

高樹啟
CE BDQ208Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GAO Shuqi (CE number BDQ208) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Harbour International Asset Management Limited
中灣國際資產管理有限公司
Responsible OfficerChina Harbour International Securities Limited
中灣國際證券有限公司

Licence Record (6)

2024-03-04 – present Current
China Harbour International Securities Limited RO
RA 1
2023-06-27 – present Current
China Harbour International Asset Management Limited RO
RA 4 RA 9
2023-06-09 – 2023-06-27
China Harbour International Asset Management Limited Rep
RA 4 RA 9
2022-11-25 – 2023-03-25
Lucion International Asset Management Limited RO
RA 4 RA 9
2017-06-29 – 2021-11-21
Zhongtai International Asset Management Limited RO
RA 4 RA 9
2014-06-24 – 2018-07-09
Zhongtai International Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDQ208