Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

BAI Yang

白楊
CE BDQ057Licensed IndividualSFO licence active
Official SFC record

BAI Yang (CE number BDQ057) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAureum Infinity Capital Limited
滶盈資本有限公司

Licence Record (7)

2021-09-21 – 2023-11-30
Forestone (HK) Asset Management Limited RO
RA 9
2021-09-10 – 2021-09-21
Forestone (HK) Asset Management Limited Rep
RA 9
2020-05-25 – 2021-08-31
Prior Asset Management Limited RO
RA 9
2018-08-01 – 2019-01-15
Forshine Asset Management Limited Rep
RA 4 RA 9
2016-12-23 – 2018-02-28
Prior Asset Management Limited Rep
RA 4 RA 9
2016-11-08 – 2018-02-28
Prior Securities Limited Rep
RA 1
2014-06-25 – 2016-11-01
Chief Securities Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDQ057