Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Xiang

李想
CE BDP861Licensed IndividualSFO licence active
Official SFC record

LI Xiang (CE number BDP861) is an individual licensed by the Hong Kong SFC. First licensed on 2014-06-24. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (3)

2021-01-05 – present Current
CLSA Limited Rep
RA 4
2015-09-01 – 2020-12-22
CITIC Securities Brokerage (HK) Limited Rep
RA 4
2014-06-24 – 2015-07-17
China Merchants Securities (HK) Co., Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDP861