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HUNG Ngai Lam

洪藝林
CE BDO427Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUNG Ngai Lam (CE number BDO427) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUniversal Unite Wealth Management Limited
天地合財富管理有限公司

Licence Record (6)

2026-04-02 – 2026-07-31
Sunfund Fund Management Limited Rep
RA 9
2025-12-02 – 2026-07-31
Sunfund Securities Limited RO
RA 1 RA 4
2024-07-17 – 2025-11-11
Solomon JFZ (Asia) Holdings Limited Rep
RA 9
2023-10-16 – 2025-11-11
Solomon JFZ (Asia) Holdings Limited RO
RA 1 RA 4
2023-01-17 – 2023-05-31
Vantage New Generation Securities Limited RO
RA 1 RA 4
2019-07-11 – 2023-01-17
Vantage New Generation Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDO427