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SO Wai Yip

蘇偉業
CE BDO341Licensed IndividualSFO licence active
Official SFC record

SO Wai Yip (CE number BDO341) is an individual licensed by the Hong Kong SFC. First licensed on 2014-07-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (2)

2020-08-12 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2014-07-11 – 2020-05-22
Virtu ITG Hong Kong Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDO341