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TAM Cheung Wan

譚翔尹
CE BDO128Licensed IndividualSFO licence active
Official SFC record

TAM Cheung Wan (CE number BDO128) is an individual licensed by the Hong Kong SFC. First licensed on 2014-07-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeArk Group Holdings (Hong Kong) Limited
方舟集團控股（香港）有限公司

Licence Record (7)

2022-12-23 – present Current
Ark Group Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2022-04-26 – 2022-10-14
Protocol Asset Management (HK) Limited Rep
RA 9
2016-12-19 – 2022-04-22
SDIC Securities Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2015-03-26 – 2016-11-28
CSC Securities (HK) Limited Rep
RA 1
2015-03-26 – 2016-11-28
CSC Futures (HK) Limited Rep
RA 2
2014-07-02 – 2014-10-31
Fulbright Securities Limited Rep
RA 1
2014-07-02 – 2014-10-31
Fulbright Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDO128