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LO Siu Lung

羅小龍
CE BDK089Licensed IndividualSFO licence active
Official SFC record

LO Siu Lung (CE number BDK089) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePolymer Capital Management (HK) Limited
柏駿資本管理(香港)有限公司

Licence Record (5)

2024-08-29 – present Current
Polymer Capital Management (HK) Limited Rep
RA 9
2021-10-19 – 2022-08-18
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2018-05-02 – 2021-09-30
Sectoral Asset Management Limited Rep
RA 1 RA 4 RA 9
2017-07-17 – 2018-02-24
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4
2014-05-09 – 2016-07-15
Citigroup Global Markets Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDK089