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XIA Mingchen

夏明晨
CE BDJ561Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIA Mingchen (CE number BDJ561) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHamilton Lane (Hong Kong) Limited
Responsible OfficerHamilton Lane Asset Management (HK) Limited

Licence Record (3)

2024-07-03 – present Current
Hamilton Lane Asset Management (HK) Limited RO
RA 9
2017-01-19 – present Current
Hamilton Lane (Hong Kong) Limited RO
RA 1 RA 4
2014-05-28 – 2018-02-27
Hamilton Lane (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDJ561