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ZHANG Xiao

張瀟
CE BDI355Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Xiao (CE number BDI355) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLucion International Asset Management Limited
魯信國際資產管理有限公司
RepresentativeLucion International Asset Management Limited
魯信國際資產管理有限公司

Licence Record (5)

2023-07-24 – present Current
Lucion International Asset Management Limited RO
RA 4
2023-03-15 – present Current
Lucion International Asset Management Limited Rep
RA 4 RA 9
2021-08-27 – 2021-11-30
Well Link International Securities Limited RO
RA 1 RA 2 RA 4 RA 5
2021-05-25 – 2021-08-27
Well Link International Securities Limited Rep
RA 1 RA 2 RA 4 RA 5
2014-05-16 – 2021-04-16
Well Link Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDI355