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SUNG Kwan Yiu

宋鈞耀
CE BDF467Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUNG Kwan Yiu (CE number BDF467) is an individual licensed by the Hong Kong SFC. First licensed on 2014-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAtlantic Asset Management Limited
大西洋資產管理有限公司
Responsible OfficerGlory Sun Securities Limited
寶新證券有限公司

Licence Record (7)

2024-03-01 – present Current
Glory Sun Securities Limited RO
RA 1 RA 9
2023-03-15 – present Current
Atlantic Asset Management Limited RO
RA 4 RA 9
2023-02-13 – 2023-03-15
Atlantic Asset Management Limited Rep
RA 4 RA 9
2021-10-04 – 2023-02-01
i-Golden Data Capital Limited RO
RA 4 RA 9
2021-08-31 – 2021-10-04
i-Golden Data Capital Limited Rep
RA 4 RA 9
2017-09-11 – 2021-08-16
Galaxy Asset Management (H.K.) Limited RO
RA 4 RA 5 RA 9
2014-04-30 – 2018-07-26
Galaxy Asset Management (H.K.) Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDF467