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LEU Shuk Ling Ann

廖淑玲
CE BCY941Licensed IndividualSFO licence active
Official SFC record

LEU Shuk Ling Ann (CE number BCY941) is an individual licensed by the Hong Kong SFC. First licensed on 2014-02-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeApollo Capital Management Limited
皓衹資本管理有限公司

Licence Record (4)

2024-04-30 – present Current
Apollo Capital Management Limited Rep
RA 1 RA 4
2017-12-22 – 2021-03-15
Bloomyears Limited Rep
RA 1
2014-07-03 – 2015-01-24
Bright Fund Management Limited Rep
RA 9
2014-02-24 – 2015-01-24
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCY941