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CHAN Sau Yin, Gloria

陳秀妍
CE BCW963Licensed IndividualSFO licence active
Official SFC record

CHAN Sau Yin, Gloria (CE number BCW963) is an individual licensed by the Hong Kong SFC. First licensed on 2014-02-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (3)

2015-03-23 – present Current
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4 RA 9
2014-02-12 – 2015-02-10
Invesco Asset Management Asia Limited Rep
RA 1
2014-02-12 – 2015-02-10
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCW963