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LEE Ying-ju

李瑩如
CE BCU420Licensed IndividualSFO licence active
Official SFC record

LEE Ying-ju (CE number BCU420) is an individual licensed by the Hong Kong SFC. First licensed on 2014-01-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCSC Securities (HK) Limited
群益證券(香港)有限公司

Licence Record (4)

2014-01-24 – present Current
CSC Securities (HK) Limited Rep
RA 1 RA 4
2020-06-10 – 2023-01-11
RAYS Capital Partners Limited Rep
RA 4 RA 9
2015-06-15 – 2020-05-15
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2014-04-25 – 2015-04-09
MIB Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCU420