LAM To Hing

林都鑫

CE BCT899Licensed IndividualResponsible OfficerSFO licence active

LAM To Hing (CE number BCT899) is an individual licensed by the Hong Kong SFC. First licensed on 2014-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	313 Capital Management Limited 313資本管理有限公司

Licence Record (12)

2025-06-25 – present Current

313 Capital Management Limited RO

RA 2 RA 4 RA 5 RA 9

2024-11-26 – 2026-01-22

313 Capital Management Limited Rep

RA 4 RA 9

2021-04-09 – 2024-03-04

DA YUE Financial Group Limited RO

RA 2 RA 5

2018-06-14 – 2021-03-29

Guodu Futures (Hong Kong) Limited RO

RA 2 RA 5

2018-06-01 – 2021-03-29

Guodu Securities (Hong Kong) Limited Rep

RA 1 RA 4

2018-06-01 – 2018-06-14

Guodu Futures (Hong Kong) Limited Rep

RA 2

2017-03-07 – 2018-05-11

Donghai International Futures (Hong Kong) Limited RO

RA 2

2017-01-20 – 2018-05-11

Donghai International Securities (Hong Kong) Limited Rep

RA 1

2016-08-12 – 2017-03-07

Donghai International Futures (Hong Kong) Limited Rep

RA 2

2016-06-28 – 2016-07-14

ADMIS Hong Kong Limited Rep

RA 2

2014-01-22 – 2016-06-11

Luk Fook Securities (HK) Limited Rep

RA 1

2014-01-22 – 2016-06-11

Luk Fook Futures (HK) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCT899