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XIE Weiquan

謝偉全
CE BCS746Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIE Weiquan (CE number BCS746) is an individual licensed by the Hong Kong SFC. First licensed on 2014-02-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGrand Partners Asset Management Limited
利盟資產管理有限公司
Responsible OfficerGrand Partners Securities Limited
利盟證券有限公司
RepresentativeGrand Partners Investment Consultants Limited
利盟投資顧問有限公司

Licence Record (4)

2024-05-03 – present Current
Grand Partners Securities Limited RO
RA 1
2017-04-21 – present Current
Grand Partners Asset Management Limited RO
RA 9
2016-10-14 – present Current
Grand Partners Investment Consultants Limited Rep
RA 4
2014-02-05 – 2017-04-21
Grand Partners Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCS746