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SO Tsz Kit

蘇子杰
CE BCQ151Licensed IndividualSFO licence active
Official SFC record

SO Tsz Kit (CE number BCQ151) is an individual licensed by the Hong Kong SFC. First licensed on 2014-02-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司

Licence Record (2)

2019-03-01 – present Current
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4
2014-02-04 – 2017-08-21
Harris Fraser (International) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCQ151