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IP Wai Hong

葉偉康
CE BCO701Licensed IndividualSFO licence active
Official SFC record

IP Wai Hong (CE number BCO701) is an individual licensed by the Hong Kong SFC. First licensed on 2013-12-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeHSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
RepresentativeHSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
RepresentativeHSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司

Licence Record (3)

2014-05-08 – present Current
HSBC Broking Futures (Asia) Limited Rep
RA 2
2014-05-08 – present Current
HSBC Broking Forex (Asia) Limited Rep
RA 3
2013-12-27 – present Current
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCO701