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LAM Wan Yuk

林韻鈺
CE BCN958Licensed IndividualSFO licence active
Official SFC record

LAM Wan Yuk (CE number BCN958) is an individual licensed by the Hong Kong SFC. First licensed on 2013-12-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (6)

2018-07-27 – present Current
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2018-07-27 – present Current
CITIC Securities Futures (HK) Limited Rep
RA 2
2016-11-25 – 2018-07-24
Tian Yuan Finance (Index Trading) Limited Rep
RA 2
2016-05-24 – 2018-07-24
Tian Yuan Finance Limited Rep
RA 1
2015-10-16 – 2016-05-17
Nine Rivers Capital Partners Limited Rep
RA 1
2013-12-27 – 2015-10-01
Golden Hen Securities and Futures Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCN958