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YUAN Lin

袁林
CE BCJ572Licensed IndividualSFO licence active
Official SFC record

YUAN Lin (CE number BCJ572) is an individual licensed by the Hong Kong SFC. First licensed on 2013-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCMB International Capital Limited
招銀國際融資有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (5)

2024-11-22 – present Current
CMB International Securities Limited Rep
RA 1
2017-08-15 – present Current
CMB International Capital Limited Rep
RA 1 RA 6
2016-05-06 – 2017-01-09
Zhongrong International Capital Management Limited Rep
RA 4 RA 9
2014-11-04 – 2016-01-15
RED Capital Group Limited Rep
RA 4 RA 6
2013-11-26 – 2014-08-11
ICBC International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCJ572