Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHEN Qing

陳青
CE BCH576Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Qing (CE number BCH576) is an individual licensed by the Hong Kong SFC. First licensed on 2013-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB Principal Asset Management (Hong Kong) Co., Limited
建信資產管理(香港)有限公司

Licence Record (4)

2023-03-17 – present Current
CCB Principal Asset Management (Hong Kong) Co., Limited RO
RA 4 RA 9
2020-12-28 – 2023-03-17
CCB Principal Asset Management (Hong Kong) Co., Limited Rep
RA 4 RA 9
2016-06-06 – 2020-12-14
China Universal Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2013-11-22 – 2016-05-04
CIFM Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCH576