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NG Man Yan

吳曼甄
CE BCG201Licensed IndividualSFO licence active
Official SFC record

NG Man Yan (CE number BCG201) is an individual licensed by the Hong Kong SFC. First licensed on 2013-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHantec Securities Co. Limited
亨達證券有限公司
RepresentativeHantec Wealth Management Company Limited
亨達財富管理有限公司

Licence Record (5)

2022-09-19 – present Current
Hantec Securities Co. Limited Rep
RA 1
2022-09-19 – present Current
Hantec Wealth Management Company Limited Rep
RA 4 RA 9
2021-07-22 – 2022-08-19
CASH Wealth Management Limited Rep
RA 4
2013-11-11 – 2022-08-19
Celestial Securities Limited Rep
RA 1
2013-11-11 – 2022-08-19
CASH Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCG201