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GAO Han

高寒
CE BCF244Licensed IndividualResponsible OfficerSFO licence activeAMLO licence active

GAO Han (CE number BCF244) is an individual licensed by the Hong Kong SFC. First licensed on 2014-01-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management), Type 101 (Virtual-asset platform). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management
AMLO VA Operating a Virtual Asset Trading Platform

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHong Kong Digital Asset EX Limited
香港數字資產交易集團有限公司
Responsible OfficerPioneer Asset Management Limited
先鋒資產管理有限公司

Licence Record (7)

2024-06-01 – present Current
2023-01-09 – present Current
2018-11-09 – 2019-11-08
2018-10-16 – 2018-11-09
2018-04-17 – 2018-07-23
2018-03-12 – 2018-04-17