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NG Siu Ching

伍少貞
CE BCF238Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Siu Ching (CE number BCF238) is an individual licensed by the Hong Kong SFC. First licensed on 2015-02-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSBI China Capital Asset Management Limited
軟庫中華金融資產管理有限公司
Responsible OfficerSBI China Capital Financial Services Limited
軟庫中華金融服務有限公司

Licence Record (4)

2022-01-21 – present Current
SBI China Capital Financial Services Limited RO
RA 1 RA 4 RA 9
2022-01-21 – present Current
SBI China Capital Asset Management Limited RO
RA 9
2017-01-06 – 2019-11-22
Luk Fook Asset Management (HK) Limited Rep
RA 9
2015-02-11 – 2019-11-22
Luk Fook Securities (HK) Limited Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCF238